Legal Regulation Services

  • Advice on and preparation for changes in the regulatory environment
  • Risk and Compliance
  • COLP and COFA
  • Anti-Money Laundering Risk Assessment
  • Bribery Act
  • Equality and Diversity
  • Risk Assessment
  • File Audit
  • Compliance Audit
  • Lexcel and Quality Marks advice and set-up
  • Office Manual advice , set-up and integration
  • Due diligence and second opinion due diligence for mergers, acquisitions and bolt-ons
  • Financial health checks
  • Business Development advice, coaching and mentoring

We also offer access to legal advice and representation in respect of professional disciplinary, SRA and Legal Ombudsman enquiries and proceedings through our association with Carter Perry Bailey LLP.