Insurance Regulation

The replacement of the FSA by the FCA has brought with it a degree of uncertainty as to how the new regulatory landscape will unfold. Although the focus is now more firmly fixed on consumers, the way a firm actually behaves towards all its clients remains under the microscope. Firms are naturally nervous especially as the new regulator has flexed its muscles in recent months by imposing some of the largest fines seen since the industry became subject to regulation not only on firms but also individuals Additionally, individuals continue to be banned from the market in extreme cases.

Advantage Regulation provides comprehensive advice and solutions on a range of compliance and regulatory matters to enable brokers, MGAs and Lloyd’s Managing Agents to avoid problems with the regulator and, through its close association with Carter Perry Bailey LLP, access to representation on those occasions where it is necessary.

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